PER CURIAM:
Whether a conviction qualifies under 18 U.S.C. § 922(g)(1), the federal felon-in-possession statute, is "determined in accordance with the law of the jurisdiction in which the proceedings were held." 18 U.S.C. § 921(a)(20). Florida's felon-in-possession statute prohibits a person from "own[ing] or [] hav[ing] in his or her care, custody, possession, or control any firearm... if that person has been ... [c]onvicted of a felony in the courts of [Florida]." Fla. Stat. § 790.23(1).
A year ago, we certified a question to the Florida Supreme Court asking whether that State treats a guilty plea for a felony with adjudication withheld as a "conviction" for purposes of § 790.23(1)(a). United States v. Clarke, 780 F.3d 1131 (11th Cir.2015) (per curiam) (Clarke I). We revisit this appeal with the benefit of that court's clear response: "[F]or purposes of section 790.23(1)(a), a guilty plea for a felony for which adjudication was withheld does not qualify as a `conviction.'"
Joseph Peter Clarke and Bobby Jenkins appeal their convictions for conspiracy to commit Hobbs Act robbery, 18 U.S.C. § 1951(a); conspiracy to possess with intent to distribute five or more kilograms of cocaine, 21 U.S.C. §§ 841(a)(1), 846; possession of a firearm by a convicted felon, 18 U.S.C. § 922(g)(1); and using and carrying a firearm during and in relation to a crime of violence and possession of a firearm in furtherance of a crime of violence, specifically, the Hobbs Act robbery, id. § 924(c)(1)(A). Both Jenkins and Clarke raise a number of challenges on appeal. We address all but this one in a separate opinion.
Here we address only Jenkins's § 922(g)(1) conviction for being a felon in possession of a firearm. According to the government, Jenkins was a convicted felon because earlier in his life he pleaded guilty to possession of cocaine in Florida. Although Jenkins was found guilty of cocaine possession, the adjudication of that offense was withheld. Jenkins argues that because this adjudication was withheld, his possession-of-cocaine charge does not qualify as a "conviction" under Florida law.
We have held that the "appropriate source of applicable Florida law [for evaluating the term `conviction' in § 922(g)(1) ] would be that surrounding Florida's own unlawful possession of firearms by a felon statute, Fla. Stat. Ann. § 790.23." United States v. Chubbuck, 252 F.3d 1300, 1304 (11th Cir.2001). In Clarke II, the Florida Supreme Court answered our question about whether a guilty plea with adjudication withheld is a "conviction" under the State's felon-in-possession statute "in the negative." 184 So.3d at 1108.
In arriving at this conclusion, the Florida Supreme Court reasoned that when a defendant "such as Jenkins ... has his or her adjudication withheld, it is because the trial court has found that the defendant is not likely to engage in further criminal conduct and that justice and the welfare of society do not require that the defendant suffer the penalty imposed by law." Id. at 1114-15. Now that the Florida Supreme
The Eleventh Circuit has contrary precedent on this issue. In United States v. Orellanes, 809 F.2d 1526 (11th Cir.1987), we said that "one who pleads guilty in a Florida state court and has imposition of sentence withheld, may nevertheless be held to have been `convicted' for purposes of applying federal criminal statutes which punish certain conduct following conviction of a felony." Id. at 1527. We affirmed that holding in United States v. Grinkiewicz, 873 F.2d 253 (11th Cir.1989) (per curiam). However, in Chubbuck we recognized that "[i]t has become increasingly clear that perhaps our interpretation of Florida law was either in error or has since changed." 252 F.3d at 1305.
Generally, we are bound by prior decisions of this Court unless the Eleventh Circuit sitting en banc overrules the prior decision. See Hattaway v. McMillian, 903 F.2d 1440, 1445 n. 5 (11th Cir.1990). However, if "the United States Supreme Court or the Florida courts cast doubt on our interpretation of state law, a panel [is] free to reinterpret state law in light of the new precedents." Id. Florida's highest court has plainly told us that our interpretation of Florida law in Orellanes and Grinkiewicz was wrong. Therefore, our prior precedent rule must give way to the direction we've received from Florida's highest court. We vacate Jenkins's § 922(g)(1) conviction for being a felon in possession of a firearm and remand for resentencing.
This case is before the Court for review of a question of Florida law certified by the United States Court of Appeals for the Eleventh Circuit that is determinative of a cause pending in that court and for which there appears to be no controlling precedent. We have jurisdiction. See art. V, § 3(b)(6), Fla. Const. In United States v. Clarke, 780 F.3d 1131 (11th Cir.2015), the court certified the following question to this Court:
Id. at 1133. Section 790.23(1)(a), Florida Statutes (2008), in pertinent part, makes it a criminal offense for a person to own or have in his or her care, custody, possession, or control any firearm if that person has been convicted of a felony in the courts of this state.
Joseph Peter Clarke and Bobby Jenkins were codefendants in the United States District Court for the Southern District of Florida. Clarke has no issues in this appeal and his case is not the subject of the certified question. We are concerned here only with the certified question as it relates to Bobby Jenkins. The Eleventh Circuit addressed all other claims appealed by Jenkins and Clarke in a separate opinion, and those claims are not at issue here.
In this case, the Eleventh Circuit explained that, after a reverse sting, Jenkins and Clarke were indicted for conspiracy to commit Hobbs Act robbery, conspiracy to possess with intent to distribute five or more kilograms of cocaine, possession of a firearm by a convicted felon, and using and carrying a firearm in furtherance of a crime of violence. Clarke, 780 F.3d at 1132. The evidence at trial revealed that Jenkins and Clarke were in a vehicle on the way to the purported home invasion robbery and, when confronted by a team of detectives, Jenkins was found with a .40 caliber SIG Sauer handgun. See United States v. Clarke, 600 Fed.Appx. 709, 713 (11th Cir.2015). In Count 3 of the indictment, Jenkins was charged with violating 18 U.S.C. § 922(g)(1), which makes it a federal offense for a person convicted of an offense punishable by a term of imprisonment exceeding one year to possess a firearm or ammunition. Id.
As to the question of whether Jenkins was a convicted felon subject to 18 U.S.C. § 922(g), the Eleventh Circuit explained:
Clarke, 780 F.3d at 1132. What constitutes a conviction for purposes of 18 U.S.C. § 922(g)(1) "shall be determined in accordance with the law of the jurisdiction in which the proceedings were held." 18 U.S.C. § 921(a)(20).
The Eleventh Circuit concluded that the Florida Supreme Court has not squarely addressed this issue, but noted that in State v. McFadden, 772 So.2d 1209 (Fla. 2000), in a different context, this Court adopted a definition of "conviction" that requires an adjudication of guilt or judgment of conviction by the trial court. Clarke, 780 F.3d at 1132. The Eleventh Circuit also explained that in McFadden, this Court relied on its opinion in State v. Snyder, 673 So.2d 9 (Fla.1996), where we "noted that Florida's felon-in-possession law `applies "following an adjudication of guilt in the trial court."'" Clarke, 780 F.3d at 1132 (quoting McFadden, 772 So.2d at 1215 n. 5 (quoting Snyder, 673 So.2d at 10)). The Eleventh Circuit also recognized that Florida's Second and Third District Courts of Appeal have held that, for purposes of section 790.23, Florida Statutes, a conviction requires adjudication. Clarke, 780 F.3d at 1132-33 (citing Castillo v. State, 590 So.2d 458, 461 (Fla. 3d DCA 1991), and State v. Menuto, 912 So.2d 603, 605-06 (Fla. 2d DCA 2005)).
The reason the Eleventh Circuit certified the question in the instant case was further explained as follows:
Clarke, 780 F.3d at 1133. With this background in mind, we turn to determination of the certified question before us.
As the Eleventh Circuit has explained, that court is bound to follow its own precedent. Chubbuck, 252 F.3d at 1305. In 2001, relying on its prior decisions in United States v. Orellanes, 809 F.2d 1526 (11th Cir.1987), and United States v. Grinkiewicz, 873 F.2d 253 (11th Cir.1989), the Eleventh Circuit held in Chubbuck that the district court did not err in finding that a charge of felon-in-possession under 18 U.S.C. § 922(g) could be proven where the defendant pled guilty to a felony even though adjudication was withheld. Chubbuck, 252 F.3d at 1305. However, the Eleventh Circuit cautioned in Chubbuck that "[i]t has become increasingly clear that perhaps our interpretation of Florida law was either in error or has since changed, but given the defendant's failure to object and without any definitive authority from the Florida Supreme Court that contradicts our precedent, we decline to, and in fact cannot, find that the district court committed plain error." Chubbuck, 252 F.3d at 1305. In a footnote in Chubbuck, the court explained that under its precedent, a panel cannot overrule "a prior [panel's] holding even though convinced it is wrong." Id. at n. 7 (quoting U.S. v. Steele, 147 F.3d 1316, 1317-18 (11th Cir. 1998) (en banc)). The Eleventh Circuit stated, however, that "the prior precedent rule would not apply if intervening on-point case law from either this Court [the Eleventh Circuit] en banc, the United States Supreme Court, or the Florida Supreme Court existed." Id. at n. 7 (bracketed material added).
Again, in the present case, the Eleventh Circuit has expressed its doubts about whether this Court holds that "conviction," for purposes of section 790.23(1), can be proven where adjudication was withheld as to the prior felony offense. The Eleventh Circuit stated, "On the other hand, although the Florida Supreme Court has not directly addressed the point, indications from that Court suggest that our holdings in Orellanes and Grinkiewicz are no longer in keeping with Florida law." Clarke, 780 F.3d at 1133. In deciding Orellanes, where it held that under Florida law the term "conviction" means a determination of guilt and does not require an adjudication by the Court for prosecution under 18 U.S.C. § 922(g), the Eleventh Circuit relied on this Court's decision in State v. Gazda, 257 So.2d 242 (Fla.1971).
In Gazda, we held in a different context that "for purposes of construing § 775.14... the term `conviction' means determination of guilt by verdict of the jury or by plea of guilty, and does not require adjudication by the court." Gazda, 257 So.2d at 243-44. Section 775.14 dealt with a statutory limitation on the ability of the state to sentence a defendant for a conviction of the same crime for which sentence had been earlier withheld and not altered for five years. However, in Gazda, adjudication was not withheld pursuant to section 948.01, Florida Statutes, as it was in Jenkins' case, but was simply postponed while the defendant was sent for medical treatment.
As noted above, the Eleventh Circuit in the instant case is concerned that this Court may hold that a conviction — for purposes of section 790.23(1), Florida's "felon-in-possession" statute — does require an adjudication of guilt. The Eleventh Circuit cited this Court's decision in State v. McFadden, 772 So.2d 1209 (Fla.2000), in which we adopted a definition of "conviction" that requires an adjudication in the context of use of a prior conviction in impeaching a witness. We stated in McFadden that "where the trial court withholds adjudication of guilt as authorized by statute," a prior crime is not a "conviction" for purposes of impeachment under the Florida Evidence Code. McFadden, 772 So.2d at 1216.
In interpreting section 90.610(1), Florida Statutes (1997), the statute at issue in McFadden, we stated:
McFadden, 772 So.2d at 1214-16. In this statement, we recognized the existence of a longstanding, consistent definition of "conviction" that requires an adjudication. Examples of our longstanding, consistent interpretation of the term "conviction" as requiring adjudication include State v. Barnes, 24 Fla. 153, 4 So. 560, 561 (1888) (explaining that although some definitions
And, as the Eleventh Circuit noted in the instant case, Florida's Second District Court of Appeal and Third District Court of Appeal have held that for prosecution under section 790.23, Florida Statutes, an adjudication is required. The Third District in Castillo v. State, 590 So.2d 458 (Fla. 3d DCA 1991), which predated McFadden, held that for prosecution under section 790.23 "we construe `conviction' to mean an adjudication of guilt.... Where adjudication has been withheld, the offender is not a convicted felon." Id. at 461 (citations omitted). And, in State v. Menuto, 912 So.2d 603 (Fla. 2d DCA 2005), the Second District relied on Castillo to hold that for purposes of section 790.23(1)(a), "`conviction' means `adjudication of guilt' — a mere withhold of adjudication of guilt of the prior offense will not suffice." Menuto, 912 So.2d at 605-06 (citing Malcolm v. State, 605 So.2d 945, 948 (Fla. 3d DCA 1992) (holding that defendant was never convicted of a felony for purposes of section 790.23 because he pled guilty and adjudication was withheld)).
In McFadden, we acknowledged that some statutes have been held not to require adjudication to constitute a "conviction." We explained:
McFadden, 772 So.2d at 1215 (emphasis added). The government points to a number of statutes that provide a definition of "conviction" or "convicted" to expressly include determinations of guilt for which adjudication was withheld. See, e.g., § 112.3173, Fla. Stat. (regarding felonies involving breach of public trust, etc., which expressly includes a determination of guilt when adjudication is withheld in the definition of conviction); § 775.13(1), Fla. Stat. (defining "convicted" to mean determination of guilt "regardless of whether adjudication is withheld," for purpose of registering as a felon); § 775.084, Fla. Stat. (regarding sentence enhancement for habitual felony offenders, which expressly treats probation or community control
As the Fourth District in State v. Keirn explained, "[i]n Florida law, `conviction' is a chameleon-like term which draws its meaning from its statutory context," and that "[w]here the statutory context requires it, the term `conviction' has been construed broadly to include dispositions where there has been no adjudication of guilt." 720 So.2d 1085 (Fla. 4th DCA 1998), approved sub nom. Raulerson v. State, 763 So.2d 285 (Fla.2000). Keirn concluded that "proper construction of the term `conviction' requires a close examination of its statutory context and legislative history and development." Id. at 1088. In construing the statute at issue in McFadden, in light of the "chameleon-like" nature of the term "conviction," we looked to the purpose of the statute at issue. We concluded in McFadden that an adjudication of guilt is required to constitute a "conviction" for purposes of impeachment under the evidence code because if the witness has a criminal record, it could affect the witness's credibility. 772 So.2d at 1216. We also concluded in McFadden that "it is the adjudication of guilt or the judgment of conviction that becomes essential to utilizing a prior crime as a `conviction' to challenge a testifying witness's present credibility." Id.
Because the meaning of "conviction," if not expressly stated in the statute, will turn on the intent and purpose of the statute at issue, we will consider the statute as a whole, including the evil to be corrected, in endeavoring to ascertain that purpose. See, e.g., McKibben v. Mallory, 293 So.2d 48, 52 (Fla.1974). For example, we held in McCrae v. State, 395 So.2d 1145, 1154 (Fla.1980), that a guilty plea, or verdict of guilty, prior to adjudication and sentencing, constituted a "conviction" for purposes of section 921.141(5)(b), Florida Statutes (1975), governing aggravating circumstances in capital sentencing proceedings. We found it proper to allow evidence of McCrae's guilty plea to assault with intent to commit murder as a prior violent felony conviction which constituted an aggravating factor in capital sentencing
In looking to the purpose of section 790.23(1)(a), and the evil to be corrected by that provision, we held in 1967 that section 790.23, prohibiting convicted felons from possessing firearms, is a reasonable public safeguard "intended to protect the public by preventing the possession of firearms by persons who, because of their past conduct, have demonstrated unfitness to be entrusted with such dangerous instrumentalities." State v. Snyder, 673 So.2d 9, 10 (Fla.1996) (citing Nelson v. State, 195 So.2d 853, 855 & n. 8 (Fla.1967)). However, when a defendant, such as Jenkins in this case, has his or her adjudication withheld, it is because the trial court has found that the defendant is not likely to engage in further criminal conduct and that justice and the welfare of society do not require that the defendant suffer the penalty imposed by law. See § 948.01(2), Fla. Stat. (2008).
Section 948.01, titled "When court may place defendant on probation or into community control," states in pertinent part in subsection (2):
§ 948.01(2), Fla. Stat. (2008).
As we made clear in McFadden, "where the trial court withholds adjudication of guilt as authorized by statute and `stay[s] and withhold[s] the imposition of sentence,' the court has found that `the defendant is not likely again to engage in a criminal course of conduct.'" McFadden, 772 So.2d at 1216 (quoting § 948.01(2), Fla. Stat. (1997)). Because section 790.23(1) is intended to keep firearms out of the hands of persons who are dangerous or who might reoffend, that purpose is not served where the trial court has explicitly determined that the defendant is not a danger and is not likely to reoffend — thus withholding adjudication under section 948.01 as was done in this case. The text of section 790.23(1)(a) does not state that the statute applies notwithstanding the fact that adjudication was withheld. Thus, we adhere to our longstanding, consistent definition of "conviction" to require an adjudication by the court, and conclude that proof of a felony conviction for the purpose of prosecution of an offense under section 790.23(1) requires proof of an adjudication of guilt.
For the reasons explained above, we answer the certified question posed by the Eleventh Circuit Court of Appeals in the negative and hold that for purposes of section 790.23(1), a guilty plea for a felony for which adjudication was withheld does not qualify as a "conviction" under that statute. Having answered the certified question, we return this case to the Eleventh Circuit Court of Appeals.
It is so ordered.
PARIENTE, LEWIS, QUINCE, CANADY, POLSTON, and PERRY, JJ., concur.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF FILED, DETERMINED.
Certified Question of Law from the United States Court of Appeals for the Eleventh Circuit — Case No. 13-15874
Michael Caruso, Federal Public Defender, and Tracy Michele Dreispul, Assistant Federal Public Defender, Miami, Florida, for Appellant Bobby Jenkins
Wifredo Antonio Ferrer, United States Attorney, Emily M. Smachetti, Chief, Appellate Division, Lisette Marie Reid, Assistant United States Attorney, and Amit Agarwal, Assistant United States Attorney, Miami, Florida, for Appellee